Monthly Archives: February 2015

Are You Protected?

Would you have surgery performed by a doctor who doesn’t carry malpractice insurance?  Would you go up in a plane with an unlicensed pilot at the controls? The answer is obvious, of course you wouldn’t.  But did you know that when you invest your funds without doing proper research you are at risk for more […]

By |February 17th, 2015|Investor Education|0 Comments

Investors Beware!

Here are three recent articles to shine a light on the brokerage industry.

NBA star Tim Duncan sues his financial adviser (Investment News)
Retirement: Are you being ripped off? (CNN/Money)
Consumer Groups Ask Finra To Increase Arbitration Transparency (Financial Advisor)

 

By |February 5th, 2015|Fraud|0 Comments